Retail Broker
CMC Markets regulation and licences
A provider of CFDs, spread betting, share investing and stockbroking, in business since 1989. Its parent, CMC Markets plc, has been listed on the London Stock Exchange since 2016. Clients outside its regulated regions are served by CMC Markets Bermuda Limited.
- Ownership
- CMC Markets plc (listed on the London Stock Exchange; Lord Peter Cruddas holds 59% of voting rights)
- Headquarters
- London, United Kingdom
- Founded
- 1989
- Regulated entities
- 10 companies, 8 regulators
- Last checked
- 10 October 2026
Regulated entities
| Entity | Regulator | Jurisdiction | Licence |
|---|---|---|---|
| CMC Markets UK plc | FCA | United Kingdom | FRN 173730 |
| CMC Markets Investments Limited | FCA | United Kingdom | FRN 948126 |
| CMC Markets Germany GmbH | BaFin | Germany | BaFin-ID 10154814 (securities institution) |
| CMC Markets Asia Pacific Pty Ltd | ASIC | Australia | AFSL 238054 |
| CMC Markets Stockbroking Limited | ASIC | Australia | AFSL 246381 |
| CMC Markets Singapore Pte Ltd | MAS | Singapore | Capital Markets Services licence |
| CMC Markets Canada Inc. | CIRO | Canada | CIRO dealer member (as stated by the firm) |
| CMC Markets NZ Limited | FMA | New Zealand | Derivatives issuer, company 1705324 (as stated by the firm) |
| CMC Markets Middle East Limited | DFSA | United Arab Emirates (DIFC) | F002740 |
| CMC Markets Bermuda Limited | Bermuda Monetary Authority | Bermuda | Investment business licence; Class F digital asset business licence (registration 202302718) |
As disclosed by the firm; last checked 10 October 2026 (see sources). Licences were independently verified in audit TBR-A-2026-022.
Sources
- FCA register: CMC Markets UK plc
- FCA register: CMC Markets Investments Limited
- BaFin company database: CMC Markets Germany GmbH
- MAS Financial Institutions Directory: CMC Markets Singapore Pte Ltd
- DFSA public register: CMC Markets Middle East Limited
- Bermuda Monetary Authority: regulated entities (CMC Markets Bermuda Ltd)
- CMC Markets plc: Annual Report and Financial Statements 2026
- CMC Markets UK: website footer (FCA entities)
- CMC Markets international: website footer (CMC Markets Bermuda Limited)
- CMC Markets Australia: website footer (AFSL 238054 and 246381)
- CMC Markets Canada: website footer (CIRO and CIPF)
- CMC Markets New Zealand: website footer