Retail Broker
Interactive Brokers regulation and licences
An automated electronic broker giving clients access to stocks, options, futures, currencies, bonds and funds on more than 170 exchanges and market centres. Its parent, Interactive Brokers Group, Inc., is listed on Nasdaq under the ticker IBKR.
- Ownership
- Interactive Brokers Group, Inc. (Nasdaq: IBKR), controlled through IBG Holdings LLC by its founder and chairman, Thomas Peterffy
- Headquarters
- Greenwich, Connecticut, United States
- Regulated entities
- 9 companies, 9 regulators
- Last checked
- 10 October 2026
Regulated entities
| Entity | Regulator | Jurisdiction | Licence |
|---|---|---|---|
| Interactive Brokers LLC | SEC, FINRA, CFTC and NFA | United States | SEC broker-dealer 8-47257; FINRA CRD 36418 |
| Interactive Brokers (U.K.) Limited | FCA | United Kingdom | FRN 208159 |
| Interactive Brokers Ireland Limited | Central Bank of Ireland | Ireland | Reference C423427 |
| Interactive Brokers Canada Inc. | CIRO | Canada | CIRO member; Canadian Investor Protection Fund member |
| Interactive Brokers Australia Pty Ltd | ASIC | Australia | AFSL 453554 |
| Interactive Brokers Hong Kong Limited | SFC | Hong Kong | SFC licensed corporation |
| Interactive Brokers Securities Japan Inc. | Kanto Local Finance Bureau (JFSA) | Japan | Registration No. 187 |
| Interactive Brokers Singapore Pte. Ltd. | MAS | Singapore | CMS licence CMS100917 |
| Interactive Brokers India Pvt. Ltd. | SEBI | India | SEBI registration INZ000217730 |
As disclosed by the firm; last checked 10 October 2026 (see sources). Licences were independently verified in audit TBR-A-2026-024.
Sources
- Interactive Brokers: Information on Interactive Brokers affiliates
- Interactive Brokers Group, Inc.: Form 10-K for 2025 (SEC)
- Interactive Brokers Group, Inc.: subsidiaries (Exhibit 21.1)
- FCA register: Interactive Brokers (U.K.) Limited
- Central Bank of Ireland register: Interactive Brokers Ireland Limited
- MAS Financial Institutions Directory: Interactive Brokers Singapore Pte. Ltd.
- FINRA BrokerCheck: Interactive Brokers LLC